Legal Disclaimer

Pacifica Partners Capital Management Inc. (Pacifica USA) is wholly owned by Pacifica Partners Inc. (Pacifica Canada). The domestic US business operations are maintained by Pacifica Partners Capital Management Inc. The domestic Canadian business operations are maintained by Pacifica Partners Inc. Key personnel including the Chief Compliance Officer and the cross border practice are shared between both entities.

Information contained on this website is directed toward a domestic audience and may not be suitable, appropriate or intended for expatriate or foreign audiences. The information contained herein is for informational purposes and may not be construed as advice. Any Canadian and/or U.S. tax information posted or linked on this website was not intended or written to be used, and cannot be used, by any recipient for the purpose of avoiding penalties that may be imposed under the Canadian Income Tax Act, the Internal Revenue Code or applicable state or local tax law provisions. Certain securities information contained on this website may not be applicable under certain regulations, or may be excluded in certain jurisdictions. Please contact us for any clarification as to the appropriateness of any information displayed on our website and its applicability in authorized jurisdictions. Acting upon any information included in this website without prior consent is not recommended and may invalidate cross-jurisdictional securities laws, and tax laws. Please seek competent advice.

Our US registered office is located at:
Pacifica Partners Capital Management Inc.
Suite #205
8105 Birch Bay Square
Bellingham, WA 98230
1-877-576-8908

Our Canadian registered office is located at:
Pacifica Partners Inc.
Suite #213
5455-152nd Street
Surrey, BC V3S 5A5
604-576-8908

General

The information contained in this website is for general information purposes only. The information is provided by Pacifica Partners Inc. and while we endeavour to keep the information up to date and correct, we make no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability or availability with respect to the website or the information, products, services, or related graphics contained on the website for any purpose. Any reliance you place on such information is therefore strictly at your own risk. In no event will we be liable for any loss or damage including without limitation, indirect or consequential loss or damage, or any loss or damage whatsoever arising from loss of data or profits arising out of, or in connection with, the use of this website. Through this website you are able to link to other websites which are not under the control of Pacifica Partners Inc.. We have no control over the nature, content and availability of those sites. The inclusion of any links does not necessarily imply a recommendation or endorse the views expressed within them.

Information for U.S. Residents:

Servicemarks

Pacifica Partners Inc. (Pacifica) and the orb logo are servicemarks of Pacifica Partners Inc.. All product names mentioned on our Web site are the servicemarks of their respective owners. If you download any information from this Web site, you agree that you will not copy it or remove or obscure any copyright or other notices or legends contained in any such information.

Confidentiality and the Internet

Transmissions made to Pacifica Partners Inc. on the Internet are not secure, and therefore confidentiality of any information cannot be assured. Pacifica Partners Inc. cannot accept any responsibility for damages suffered from the transmission of confidential or sensitive information on the Internet.

No Offering of Advice, Products or Services

Pacifica Partners Inc. is a Foreign U.S. federally registered investment advisory firm. Pacifica Partners Inc. does not render or offer to render personalized financial, investment, tax, legal or accounting advice through this Web site. This Web site is limited to the dissemination of general information on Pacifica’s service offerings and provides for an efficient method in which a prospective client may contact us. This Web site is in no way a solicitation or offer to sell securities or investment advisory services except, where applicable, in states or countries where we are registered or where an exemption or exclusion from such registration exists. The information provided on this Web site is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Pacifica to any registration requirement within such jurisdiction or country

While care has been taken to ensure the accuracy of information when it is posted on this Web site, Pacifica does not warrant the accuracy or completeness of information contained in these pages or that it will be current at all times.

Except as otherwise may be provided under provisions of applicable state law or Federal securities law which cannot be waived or modified hereby, Pacifica shall not be liable for any error of judgment or mistake of law or for any loss arising out of any investment or for any act or omission in carrying out its duties hereunder, provided that it acted in good faith and in a manner it reasonably believed to be in, or not opposed to, the best interests of the Client and provided that the omission, act or conduct that was the basis for such loss was not the result of fraud, gross negligence or willful misconduct. The Client will indemnify and hold Pacifica harmless from and against any and all claims, liabilities, losses, damages, costs, and expenses, including legal fees and expenses arising out of or in connection with any action taken or omitted by Pacifica, unless such action or omission is finally adjudicated to have resulted from Pacifica’s fraud, gross negligence or willful misconduct.

Disclaimer

The information in this publication, including text, images, and links, are provided by Pacifica Partners Inc. solely as a convenience to you without warranty of any kind, either expressed or implied, Pacifica assumes no responsibility for errors or omissions in this publication or other documents which are referenced herein are available in areas, and does not accept responsibility for any kind of direct, special, indirect, consequential, incidental damages or losses resulting from the use of information contained in this Web site.

The information contained in this Web site reflects the thoughts and opinions of Pacifica and should not be construed as investment or financial advice on any subject matter. Pacifica expressly disclaims all liability in respect to actions taken or actions not taken based on any or all the contents of this Web site.

The contents of this Web site have been included for informational purposes only, and do not reflect any current financial developments and market conditions. Recipients of content from this Web site, clients or otherwise, should act or refrain from acting on the basis of any content included in this Web site without seeking the appropriate financial or other professional advice on the particular facts and circumstances at issue.

The viewing of the Pacifica Partners Inc. Web site, in part or in whole and/or communication with Pacifica Partners Inc. via internet-e-mail throughout the Pacifica Partners Inc. web site does not constitute a confidential client relationship between Pacifica Partners Inc. and any recipients. Any information sent to Pacifica via internet e-mailing or through this Web site is done so on a non-confidential basis.

Pacifica is not responsible for any third party content that may be accessed through this Web site.

Information for Canadian Residents:

Under no circumstances shall Pacifica Partners Inc. (Pacifica) be liable for any direct, indirect, incidental, or any other type of damages resulting from the downloading or use of any content on this site.

The entire contents of this website are the property of Pacifica Partners Inc. and are subject to copyrights, trademarks, and intellectual property rights. You may not reproduce, retransmit, redistribute, upload or post any part of this website in any form or by any means, other than those strictly related to your own personal, noncommercial use. Any other use of our content is strictly prohibited unless prior written permission has been obtained from Pacifica Partners Inc.

By accessing this web site and any pages thereof, you agree to be bound by the terms of the Legal Notices set out below. If you do not agree with the terms of these Legal Notices, do not access this web site or any pages thereof.

Confidentiality

Internet e-mail is vulnerable to interception and forging. Pacifica cannot ensure the privacy and authenticity of any information or instructions you send to us or that we send to you over the Internet. Pacifica will not be responsible for any damages you may incur if you communicate confidential information to us over the Internet or if we communicate such information to you at your request.

No Advice

The information provided on this web site is intended for informational purposes only and is not intended to constitute financial, accounting, legal or tax advice. Many factors unknown to us may affect the applicability of any statement or comment that we make on our web site to your particular circumstances. You should consult with an investment professional before investing.

Accuracy and Changes

Facts and information provided on this web site are believed to be accurate at the time they are posted. However, this web site could include inaccuracies, typographical errors, or out-of-date information. Changes may be made at any time to the information on this web site without prior notice. Please consult Pacifica directly for complete and up-to-date information on products and services.

Disclaimer of Warranty and Limitation of Liability

PACIFICA DOES NOT WARRANT THE ACCURACY, COMPLETENESS, QUALITY, ADEQUACY OR CONTENT OF ANY INFORMATION ON THIS WEB SITE. SUCH INFORMATION IS PROVIDED “AS IS” WITHOUT WARRANTY OR CONDITION OF ANY KIND, EITHER EXPRESS OR IMPLIED, INCLUDING, WITHOUT LIMITATION, THE IMPLIED CONDITIONS AND WARRANTIES OF MERCHANTABILITY AND FITNESS FOR A PARTICULAR PURPOSE. YOU ACKNOWLEDGE AND AGREE THAT THIS WEB SITE (INCLUDING WITHOUT LIMITATION THE CONTENT AND THE SERVICES) IS PROVIDED ON AN “AS IS” AND AS AVAILABLE BASIS; AND THAT ANY USE OF OR RELIANCE ON THIS WEB SITE SHALL BE AT YOUR SOLE RISK. SOME JURISDICTIONS DO NOT ALLOW THE EXCLUSION OF IMPLIED WARRANTIES, SO THE ABOVE MAY NOT APPLY TO YOU. PACIFICA WILL IN NO EVENT HAVE ANY RESPONSIBILITY OR LIABILITY IN CONNECTION WITH THIS WEB SITE TO YOU OR ANY OTHER PERSON OR ENTITY, FOR ANY LOSS OR DAMAGES WHATSOEVER, DIRECT, INDIRECT, SPECIAL, PUNITIVE, EXEMPLARY OR CONSEQUENTIAL DAMAGES OR OTHER DAMAGES (INCLUDING WITHOUT LIMITATION DAMAGES FOR HARM TO BUSINESS, LOSS OF INFORMATION OR PROGRAMS OR DATA, LOSS OF PROFIT, LOSS OF SAVINGS, LOSS OF REVENUE, LOSS OF GOODWILL), ARISING FROM OR IN CONNECTION WITH THE USE OF OR ACCESS TO, OR ANY INCONVENIENCE, DELAY OR LOSS OF USE OF OR ACCESS TO, THIS WEB SITE, THE SERVICES HEREON, THE CONTENT HEREON, ANY CONTENT OF ANY LINKED SITE, OR FAILURE OF SUCH SITES, (INCLUDING WITHOUT LIMITATION ANY DAMAGES SUFFERED AS A RESULT OF OMISSIONS OR INACCURACIES IN SUCH SITES OR CONTENT, OR THE TRANSMISSION OF CONFIDENTIAL OR SENSITIVE INFORMATION TO OR FROM SUCH SITES) EVEN IF PACIFICA HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGE OR LOSS OR IF SUCH DAMAGE OR LOSS WAS FORESEEABLE.

INVESTMENTS ARE NOT GUARANTEED, THEIR VALUES CHANGE FREQUENTLY AND PAST PERFORMANCE MAY NOT BE REPEATED.

No Solicitation

Nothing on this web site constitutes a solicitation or offer by Pacifica to buy or sell products or services of any kind whatsoever including without limitation securities or any other financial instrument of any issuer.

Applicable Agreements

All products and services of Pacifica Partners Inc. are offered for sale subject to the terms of the applicable agreements for such products or services. Please consult Pacifica directly for complete and up-to-date information on products and services.

Applicable Jurisdiction

Certain information on this web site is intended for use by persons resident in the provinces of Canada only. Any products or services mentioned on this web site are made available only in accordance with local and federal law (including applicable securities laws) and only where they may be lawfully offered for sale.

Hyperlinks Are Not Endorsements

Links to other web sites or references to products, services or publications other than those of Pacifica on this web site do not imply the endorsement or approval of such web sites, products, services or publications by Pacifica Partners Inc.

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